Title 11, Article 8: INVESTMENT SECURITIES

Title 11, Article 8: INVESTMENT SECURITIES

Part 1: SHORT TITLE AND GENERAL MATTERS

11 §8-101. Short title; inconsistency with Uniform Act for Simplification of Fiduciary Security Transfers (REPEALED)

11 §8-102. Definitions and index of definitions (REPEALED)

11 §8-103. Issuer's lien (REPEALED)

11 §8-104. Effect of overissue; "overissue" (REPEALED)

11 §8-105. Certificated securities negotiable; statements and instructions not negotiable; presumptions (REPEALED)

11 §8-106. Applicability (REPEALED)

11 §8-107. Securities transferable; action for price (REPEALED)

11 §8-108. Registration of pledge and release of uncertificated securities (REPEALED)

Part 2: ISSUE-ISSUER

11 §8-201. "Issuer" (REPEALED)

11 §8-202. Issuer's responsibility and defenses; notice of defect or defense (REPEALED)

11 §8-203. Staleness as notice of defects or defenses (REPEALED)

11 §8-204. Effect of issuer's restrictions on transfer (REPEALED)

11 §8-205. Effect of unauthorized signature on certificated security or initial transaction statement (REPEALED)

11 §8-206. Completion or alteration of certificated security or initial transaction statement (REPEALED)

11 §8-207. Rights and duties of issuer with respect to registered owners and registered pledgees (REPEALED)

11 §8-208. Effect of signature of authenticating trustee, registrar or transfer agent (REPEALED)

Part 3: TRANSFER

11 §8-301. Rights acquired by purchaser (REPEALED)

11 §8-302. "Bona fide purchaser"; "adverse claim"; title acquired by bona fide purchaser (REPEALED)

11 §8-303. "Broker" (REPEALED)

11 §8-304. Notice to purchaser of adverse claims (REPEALED)

11 §8-305. Staleness as notice of adverse claims (REPEALED)

11 §8-306. Warranties on presentment and transfer of certificated securities; warranties of originators of instructions (REPEALED)

11 §8-307. Effect of delivery without indorsement; right to compel indorsement (REPEALED)

11 §8-308. Indorsement; instructions (REPEALED)

11 §8-309. Effect of indorsement without delivery (REPEALED)

11 §8-310. Indorsement of certificated security in bearer form (REPEALED)

11 §8-311. Effect of unauthorized indorsement or instruction (REPEALED)

11 §8-312. Effect of guaranteeing signature, indorsement or instruction (REPEALED)

11 §8-313. When transfer to purchaser occurs: Financial intermediary as bona fide purchaser; "financial intermediary" (REPEALED)

11 §8-314. Duty to transfer, when completed (REPEALED)

11 §8-315. Action against transferee based upon wrongful transfer (REPEALED)

11 §8-316. Purchaser's right to requisites for registration of transfer, pledge, or release on books (REPEALED)

11 §8-317. Creditors' rights (REPEALED)

11 §8-318. No conversion by good faith conduct (REPEALED)

11 §8-319. Statute of frauds (REPEALED)

11 §8-320. Transfer or pledge within central depository system (REPEALED)

11 §8-321. Enforceability, attachment, perfection and termination of security interests (REPEALED)

Part 4: REGISTRATION

11 §8-401. Duty of issuer to register transfer, pledge, or release (REPEALED)

11 §8-402. Assurance that indorsements and instructions are effective (REPEALED)

11 §8-403. Issuer's duty as to adverse claims (REPEALED)

11 §8-404. Liability and nonliability for registration (REPEALED)

11 §8-405. Lost, destroyed, and stolen certificated securities (REPEALED)

11 §8-406. Duty of authenticating trustee, transfer agent, or registrar (REPEALED)

11 §8-407. Exchangeability of securities (REPEALED)

11 §8-408. Statements of uncertificated securities (REPEALED)

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If you need legal advice, please consult a qualified attorney.

Office of the Revisor of Statutes · 7 State House Station · State House Room 108 · Augusta, Maine 04333-0007

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